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CFA协会对申请人工作经验的要求

时间:2010-11-24 14:36:57 来源: 点击量:0

  以下是CFA协会指定的工作经验要求,主要是利用经济的,统计的,财务的信息进行投资决策分析,注重的工作的实质而不仅仅是职务,工作经验可以在考前、考中、考后累计,以下是CFA协会网站上对于工作经验的详细要求:
  Work Experience Guidelines
  FOR THOSE CANDIDATES WHO WERE REGISTERED BEFORE THE 2005 EXAMINATION YEAR AND WHO SUCCESSFULLY COMPLETE THE PROGRAM BY 2007, THE FOLLOWING REQUIREMENTS AND WORK EXPERIENCE GUIDELINES APPLY.
  Work Experience Guidelines For Eventual Award of the CFA? Charter
  Three years of acceptable professional work experience are required before the CFA? charter can be awarded. This experience may be accrued while the candidate is in the CFA? Program, after the candidate has passed all three levels of examinations, or from previous positions.
  Acceptable work experience includes activities that consist to a significant extent of collecting, evaluating, or applying financial, economic, or statistical data (as appropriate) as part of the investment decision-making process; or supervising, directly or indirectly, persons who practice such activities; or the teaching of such activities. The investment decision-making process is the professional practice of financial analysis, investment management, securities analysis, or other similar activities.
  CFA? CANDIDATES ARE REQUIRED TO SPEND AT LEAST 40 PERCENT OF THEIR TIME IN THESE ACTIVITIES TO ACCRUE THE REQUIRED PROFESSIONAL WORK EXPERIENCE. Summer, part-time, and internship positions do not qualify. The following job titles are provided as a guide only. Job titles alone cannot convey the true nature of the underlying job duties. Therefore, to assess professional work experience, evaluate the nature of your job activity, as described previously, rather than merely the job title.
  Accountant
  Actuary
  Auditor
  Bank Examiner
  Bank Lending (corporate)
  Business Appraiser
  Client Services Manager
  Compliance Examiner
  Consultant on Investment Manager Selection/Investment Policy
  Corporate Chief Financial Officer
  Corporate Controller (not finance/not investment)
  Derivatives Analyst
  Director of Finance
  Director of Mutual Funds
  Economist (involved in investment decision-making process)
  Financial Journalist (Editor/Reporter/Publisher)
  Financial Planner
  Internal Corporate Planning Analyst
  Internal Management of Investment Firm
  Investment Banking/Corporate Finance Consultant
  Investment Sales (consultative)
  Investment Strategy Formulation
  Investor Relations
  Management Consultant (excluding personnel)
  Marketer (of investment management services, funds, securities, etc.)
  Mutual Fund Sales/Trainer
  Options/Futures/Commodities Analyst
  Portfolio Administrator
  Portfolio Manager
  Portfolio Performance Evaluator
  Portfolio Strategist
  Product/Software Developer (of investment-related products/services)
  Professor/Instructor (investment, finance, and economics, or non-financial business administration)
  Quantitative Investment Analyst
  Real Estate Investment Manager
  Risk Analyst (securities related)
  Securities and Investment Analyst
  Securities Regulation
  Securities Trader
  Securities Underwriter
  Stockbroker/Registered Representative
  Valuator of Closely Held Business
  Valuator of Mergers/Acquisitions
  Venture Capital Investment (not securities)
  FOR THOSE WHO ARE REGISTERING FOR THE 2005 PROGRAM FOR THE FIRST TIME AND FOR ALL CANDIDATES WHO REMAIN IN THE PROGRAM AFTER 2007, THE FOLLOWING REQUIREMENTS AND WORK EXPERIENCE GUIDELINES APPLY.
  Work Experience Guidelines For Eventual Award of the CFA? Charter
  Four years of acceptable professional work experience are required before the CFA? charter can be awarded. This experience may be accrued while the candidate is in the CFA? Program, after the candidate has passed all three levels of examinations, or from previous positions. Acceptable Professional Work Experience as it relates to applicants seeking to become Charterholder Members, or Regular Members, includes activities that consist to a majority extent of:
  (i) evaluating or applying financial, economic and/or statistical data as part of the investment decision-making process involving securities or similar investments, which includes, but is not limited to, publicly traded and privately placed stocks, bonds and mortgages and their derivatives; commodity-based derivatives and mutual funds; and other investment assets, such as real estate and commodities, if these other investment assets are held as part of a diversified, securities-oriented investment portfolio; or
  (ii) supervising, directly or indirectly, persons who practice such activities; or
  (iii) teaching such activities.
  CFA? CANDIDATES ARE REQUIRED TO SPEND 50 PERCENT OR MORE OF THEIR TIME IN THESE ACTIVITIES TO ACCRUE THE REQUIRED PROFESSIONAL WORK EXPERIENCE. Summer, part-time, and internship positions do not qualify. The following job titles are provided as a guide only. Job titles alone cannot convey the true nature of the underlying job duties. Therefore, to assess professional work experience, evaluate the nature of your job activity, as described previously, rather than merely the job title.
  1. Client Service Representative or Relationship Manager
  2. Compliance Analyst/Officer
  3. Investment Consultant
  4. Corporate Chief Financial Officer
  5. Corporate Finance Analyst
  6. Investment Banking Analyst
  7. Derivatives Analyst
  8. Economist
  9. Institutional Sales Professional/Business Development
  (Buy & Sell Side)
  10. Investment Strategist
  11. Portfolio Manager
  12. Private Client Investment Advisor
  13. Professor/Instructor
  14. Quantitative Investment or Risk Analyst
  15. Real Estate Investment Manager
  16. Regulator/Supervisor of Investment Firm
  17. Security/Investment Analyst
  18. Securities Trader
  19. Valuator of Closely Held Business
  20. Venture Capital Analyst
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